[CPT Continuous Professional Training Course] Debt Capital Markets ("DCM") Business - Compliance Practical Operations

[Presented by Tianhui Compliance - CPT Continuous Professional Training Course] Debt Capital Markets ("DCM") Business: Compliance Practical Operations. Tianhui Compliance Advisors will host a seminar, conducted both in-person and online, on the topic of "Debt Capital Markets ("DCM") Business: Compliance Practical Operations." This seminar is specifically designed for securities firms or license applicants currently involved in or interested in participating in DCM business and urban investment bond activities. During this event, you will gain an in-depth understanding of the responsibilities, expected standards of conduct, common deficiencies, and failures in compliance practices for intermediaries involved in bookbuilding and allocation activities within the debt capital markets. Real case studies will be provided to help participants grasp the compliance challenges encountered in daily operations. Industry best practices will be shared, and participants' related questions will be addressed, ensuring that you maintain high standards of conduct and compliance in an ever-changing market environment. The goal is to enhance your professional capabilities and competitive advantage in Debt Capital Markets ("DCM") business. Target audience: Securities firms or license applicants currently involved in or interested in DCM business and urban investment bond activities. Date: December 4, 2025 (Thursday) Time: 16:30 to 18:00 Format: In-person or Zoom Meeting Language: Mandarin Cost: Free (Attendance Certificate: HK$100)* Individuals who complete the session may apply for an attendance certificate issued by the organizer (administrative fee: HK$100). You are cordially invited to attend and share this event link with professionals in related industries who may be interested. Enquiries: +852 3590 8640